SOX Compliance Software

SOX, financial reporting, and ESG unite to fight risk.

With data, processes, and teams all in one platform, Workiva makes it easier on everyone involved with SOX. Work together in real time from the same data with role-based permissions to save time, increase accuracy, and proactively manage risk.

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Thousands of organizations are transforming the way they work.

SOX Software that Every Auditor Can Use

Streamline every part of SOX.

Everyone and everything—all in one platform. Automate PBC requests, testing workflows, and certification requests so you can get through SOX faster with less chance of error. Increase productivity with an easy-to-use solution that all collaborators, including control owners and external auditors, can use on their time. Manage and monitor controls over non-financial data to build investor-trusted, assurance-ready ESG reporting.

Centralize data and workflows.

Increase visibility and build trust with stakeholders across your entire SOX process. Manage scoping, testing, issues management, and certifications in the same platform. Bring all collaborators together with unlimited users.

Automate what slows you down.

Drive efficiency by automating SOX compliance tasks like documentation updates, PBC requests, and testing workflows. With a streamlined process, you can free up your team’s time to focus on strategic work.

Create a single source of truth.

Improve accuracy and gain peace of mind when everyone is working from the same data and information. You’ll never have to worry if you are doing duplicate work or have the most up-to-date version.

Strengthen your scoping and planning process

Perform risk assessments and house all aspects of scoping in the same tool as your SOX testing
Increase data consistency and accuracy by connecting to your existing financial data, ERPs, HR systems, and more via APIs
Increase transparency and accelerate decisions during the planning period with real-time collaboration and direct commenting

Maximize data consistency and accuracy across documentation

Link narratives and flowcharts directly from your risk control matrix (RCM)—when a control description changes, the narrative updates automatically
Control who can see and edit documents, including external auditors, with role-based permissioning
Utilize pre-built templates and frameworks to save time and increase consistency across documentation and other deliverables

Simplify testing across the entire process

Send out PBCs and evidence requests automatically and connect to test forms, including an integration to Microsoft Office 365
Track testing status, evidence requests, responses, and approvals with a real-time dashboard
Level up your testing and create consistency across your process with one-click random sampling and simple drag-and-drop markup on test forms

Establish transparency with on-demand reporting

Identify where your SOX compliance program is, and where delays might be, with up-to-the-second dashboards, real-time status updates, and much more
Build reports and executive presentations on demand with data linked directly to your sources—no more copying and pasting vital information
Track open issues and create action plans to ensure appropriate remediation

Drive efficiency across certification and sign-offs

Gain consensus, meet deadlines, and improve SOX compliance and record-keeping with built-in sign-off and certification tools
Establish a connected, repeatable process for certifications with automated workflow and status tracking
Review, attach, and sign off from any device, anywhere with an internet connection

Trusted GRC software, aligned with trusted names.

The reviews are in—users love our GRC platform

G2 ranked Workiva a leader in GRC platforms, and users agree. Learn why customers love our connected platform for governance, risk, and compliance.

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The Total Economic Impact™ Of Workiva

The benefits of uniting financial reporting, ESG, and audit and risk management all in one platform add up. See quantifiable results in this commissioned study conducted by Forrester Consulting.

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Better Together

SOX customers also love Workiva for audit and risk management, ESG, and financial reporting.

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Internal Controls Management

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Their words, not ours:

We are able to track the status of our SOX testing, and we have all the results in one place—it’s perfect.

Having that one source of truth has been key for us. That's an instant time-savings right there.

I had that catalyst to say, 'Should I do something else?' And once I looked at Workiva, it was a no-brainer from my side.

The latest in SOX compliance.

Drive greater SOX efficiency with the latest resources on automation, ESG assurance, and technology to keep your processes running smoothly.

Workiva’s GRC Platform for Audit and Risk Teams

Want to see Workiva’s GRC platform in action? Take a quick product tour to see powerful capabilities like automated testing workflows and real-time dashboards.

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Flowserve Ditches Manual Processes to Drive Efficiency Across SOX and Internal Audit Globally

Flowserve Drives Efficiency Across SOX and Internal Audit

When other audit software and manual processes weren’t robust enough for Flowserve’s internal audit team, they turned to Workiva. Now Flowserve collaborates globally with 500+ users in one platform, working from a single source of truth to drive efficiency across SOX and audit processes.

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Lessons Learned Along the Road to ESG Assurance

Internal audit leaders from The Wendy’s Company, Cornerstone Building Brands, and 8x8, Inc. share the challenges they’ve encountered and the lessons they’ve learned while helping their organizations navigate the ESG landscape—watch now.

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Lithia Drives Time Savings with Workiva for Internal Controls

Lithia Motors shaved dozens of hours from the Sarbanes-Oxley team’s work by using the Workiva solution for internal controls management. Learn how.

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5 Tips to Stay Ahead of Risk

Get five tips from KPMG and Workiva on how to build effective program governance and internal controls for ESG, prepare for ESG assurance, increase ICFR program efficiency, and more.

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Hot Topics in Risk and Compliance: ESG and Navigating Economic Headwinds

Join Sue King, Partner at KPMG, and Grant Ostler, Industry Principal at Workiva, for an engaging discussion on hot topics in audit, risk, and compliance. They’ll share actionable advice on how to navigate economic headwinds, prepare for ESG assurance, increase ICFR program efficiency, and improve employee engagement.

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Wendy’s Streamlines SOX Controls and Audits

Learn more about how Wendy’s created greater assurance with franchise audits through automated administrative audit functions and leveraged powerful analytics to tighten controls and streamline audit operations.

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Workiva Partners: PWC, Deloitte, KPMG, Clearview Group

Tap into our partner network.

Level up your audit strategy—our trusted partners are here to tailor to your specific needs.

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