SOX Compliance

Connect risk and internal control information across the enterprise. Get your Sarbanes-Oxley compliance up and running in as little as seven days.

  • Planning and Scoping
  • Documentation
  • Certification
  • Testing
  • Reporting
  • Create a repeatable risk assessment process.

    Increase transparency, aggregate risk assessment data, provide up-to-date data to management, and improve decisions during the planning period.

    SOX Planning and Scoping

    Aggregate risk information.

    Aggregate risk assessment data, and prepare scoping framework and methodology in a scalable environment, increasing transparency.
  • Ensure consistency across documentation.

    Increase control over your SOX reporting, and ensure consistency and efficiency. Eliminate version control issues. Create a central repository where risk, control, and testing documentation is linked and instantly updates everywhere.

    SOX Documentation

    Streamline your design process.

    Process owners, control owners, and audit teams work simultaneously. Role-based access keeps information secure while document history provides a full audit trail of changes.
  • Automate the certification process.

    Automate the sign-off process with scheduled reminders. View the status of your certifications and evidence requests from real-time dashboards that showcase status updates, testing results, and control deficiencies.

    SOX Certification

    Sign-off and certification.

    Gain consensus, meet deadlines, and improve compliance with Certification. Electronically send certifications to signers, and view real-time status updates on the go.
  • Streamline evidence collection and testing.

    Collect, test, and share supporting evidence with all stakeholders. Easily manage evidence requests, and then track responses and approvals with a single, real-time view of evidence collection tasks in a dashboard.

    SOX Testing

    Evidence collection and testing.

    Send evidence requests and attach samples directly to testing sheets. Review, annotate, and store marked-up samples in a secure location.
  • Create dynamic and informative reports.

    Report the most current information to management, external auditors, and the audit committee. Improve transparency and reporting accuracy across the organization. Real-time dashboards showcase status updates, testing results, and the control deficiency list.

    SOX Reporting

    Dynamic reporting.

    View testing statuses, issue tracking, and remediation on real-time dashboards. Provide reports with up-to-date information for internal and external audit and management.
Suggested Resources
The ROI of Modernizing SOX Compliance
Partner with your auditor on controls
Optimize your internal controls process

Solution Spotlight

Related solutions for SOX Compliance
What others are saying about us.
  • Wdesk gives our management team the comfort and transparency that their internal controls are in place, tested, and no material weaknesses are present for sign-off.
  • The biggest advantage of Wdesk is time management. Our organization promotes a good work-life balance, and with Wdesk I can manage people and monitor testing work from wherever I am.
  • Making updates to documentation in Wdesk is so easy for our external consultants that we have saved time and money by decreasing the consulting hours spent on SOX.
  • Wdesk helps Republic Airways minimize our external audit fees by helping our auditors be more productive and efficient.

See Wdesk in action with a personalized demonstration.

Looking for best practices?
Workiva is pleased to sponsor the SOX & Internal Controls Professionals Group.
Get up and running in as little as seven days.
Our customer support team is a partner and available 24/7
with an industry-leading customer satisfaction rate.
When you are working, we are working.