Listed below are the currently supported filing forms for the SEC Reporting and Section 16 Solutions.
Most forms not listed here can be authored in Wdesk and filed directly with the SEC through their website. Detailed descriptions of each form can be viewed on the EDGAR Forms PDF document on the SEC website.
Submissions Persuant to the Dodd-Frank Act
| Asset-backed Securities Report Persuant to Section 15G |
|---|
| ABS-15G |
ABS-15G/A |
| Specialized Disclosure Report |
|---|
| SD |
SD/A |
Various Securities Act, Investment Company, and Other Miscellaneous Submission Types
| Various 1933 Securities Act Registration Statements |
|---|
| S-1 |
S-1/A |
S-1MEF |
S-3 |
S-3/A |
S-3ASR |
S-3D |
| S-3DPOS |
S-3MEF |
S-4 |
S-4/A |
S-4EF |
S-4MEF |
S-4 POS |
| S-6 |
S-6/A |
S-8 |
S-8 POS |
S-11 |
S-11/A |
S-11MEF |
| POS AM |
AW WD |
RW WD |
POSASR |
F-1 |
F-1/A |
F-1MEF |
| F-3 |
F-3/A |
F-3ASR |
F-3D |
F-3DPOS |
F-3MEF |
F-4 |
| F-4/A |
F-4MEF |
F-6 |
F-6/A |
F-6 POS |
F-6EF |
|
| Various Investment Company Submission Types |
|---|
| N-1 |
N-1/A |
N-1A |
N-1A/A |
N-14 |
N-14/A |
N-2 |
| N-2/A |
N-2MEF |
N-3 |
N-3/A |
N-4 |
N-4/A |
N-5 |
| N-5/A |
N-6 |
N-6/A |
487 |
|
|
|
| Registration of Securities by Certain Investment Companies Pursuant to Rule 24F-2 |
|---|
| 24F-2NT |
24F-2NT/A |
| Registration Statements for Foreign Issuers |
|---|
| F-4 POS |
F-4EF |
F-7 |
F-7/A |
F-7 POS |
F-8 |
F-8/A |
| F-8 POS |
F-9 |
F-9/A |
F-9 POS |
F-9EF |
F-10 |
F-10/A |
| F-10EF |
F-10POS |
F-80 |
F-80/A |
F-80POS |
S-B |
S-B/A |
| S-BMEF |
|
|
|
|
|
|
| Prospectuses Filed Pursuant to Rule 424 |
|---|
| 424B1 |
424B2 |
424B3 |
424B4 |
424B5 |
424B7 |
424B8 |
Asset Backed Securities Disclosure and Registration Types
| Regulation AB Submission Types |
|---|
| SF-1 |
SF-1/A |
SF-3 |
SF-3/A |
SF-3MEF |
ABS-EE |
ABS-EE/A |
| 424H |
424H/A |
|
|
|
|
|
Various Investment Company, Securities Exchange Act, Subject Company and Other Miscellaneous Submission Types
Various Investment Company
Submission Types |
|---|
| 40-8F-2 |
40-8F-2/A |
40-17G |
40-17G/A |
N-8F |
N-8F/A |
N-18F1 |
| N-18F1/A |
N-23C-2 |
N-23C-2/A |
N-23C3A |
N-23C3A/A |
N-23C3B |
N-23C3B/A |
| N-23C3C |
N-23C3C/A |
40-17F1 |
40-17F1/A |
40-17F2 |
40-17F2/A |
40-24B2 |
| 40-24B2/A |
40-33 |
40-33/A |
40-8B25 |
|
|
|
| 1934 Securities Exchange Act Proxy Materials and Information Statements Filed Pursuant to Section 14 |
|---|
| DEF 14A |
DEFA14A |
DEFR14A |
DEF 14C |
DEFA14C |
DFAN14A |
PRE 14A |
| PRE 14C |
PREN14A |
PRER14C |
PRRN14A |
DEFC14A |
DEFC14C |
DEFM14A |
| DEFM14C |
DEFN14A |
DEFR14C |
DFRN14A |
PREC14A |
PREC14C |
PREM14A |
| PREM14C |
PRER14A |
PX14A6G |
PX14A6N |
|
|
|
Submission Types for Business
Development Companies |
|---|
| N-54A |
N-54A/A |
N-54C |
N-54C/A |
N-6F |
N-6F/A |
| Company Act Registration Statements |
|---|
| N-8A |
N-8A/A |
N-8B-2 |
N-8B-2/A |
N-8B-3 |
N-8B-3/A |
N-8B-4 |
| N-8B-4/A |
|
|
|
|
|
|
| Williams Act Submission Types |
|---|
| SC 13D |
SC 13D/A |
SC 13G |
SC 13G/A |
SC TO-C |
SC 13E1 |
SC 13E1/A |
| SC 13E3 |
SC 13E3/A |
SC13E4F |
SC13E4F/A |
SC14D1F |
SC14D1F/A |
SC 14D9 |
| SC 14D9/A |
SC14D9C |
SC14D9F |
SC14D9F/A |
SC 14F1 |
SC 14F1/A |
SC TO-I |
| SC TO-I/A |
SC TO-T |
SC TO-T/A |
CB |
CB/A |
F-N |
F-N/A |
| Miscellaneous 1933 Securities Act Submission Types |
|---|
| FWP |
425 |
F-X |
F-X/A |
SUPPL |
Ownership Submissions Pursuant to
Section 16 or Rule 144 |
|---|
| 144 |
144/A |
| Development Bank Submission Types |
|---|
| DSTRBRPT |
QRTLYRPT |
ANNLRPT |
Investment Company Applications, Regulation E, Periodic, 34-Act Registration, Other Miscellaneous Submission Types
| Applications under the Investment Company Act of 1940 |
|---|
| 40-APP |
40-APP/A |
40-OIP |
40-OIP/A |
40-6B |
40-6B/A |
| Annual, Quarterly, and Periodic Reports |
|---|
| 10-D |
10-D/A |
NT 10-D |
NT 10-D/A |
10-KT |
10-KT/A |
10-QT |
| 10-QT/A |
11-KT |
11-KT/A |
10-K |
10-K/A |
10-Q |
10-Q/A |
| NT 10-K |
NT 10-K/A |
NT 10-Q |
NT 10-Q/A |
8-K |
8-K/A |
8-K12B |
| 8-K12B/A |
8-K12G3 |
8-K12G3/A |
11-K |
11-K/A |
NT 11-K |
NT 11-K/A |
| NT 20-F |
NT 20-F/A |
6-K |
6-K/A |
20-F |
20-F/A |
40-F |
| 40-F/A |
ARS |
ARS/A |
15-12B |
15-12B/A |
15-12G |
15-12G/A |
| 15-15D |
15-15D/A |
15F-12B |
15F-12B/A |
15F-12G |
15F-12G/A |
15F-15D |
| 15F-15D/A |
18-K |
18-K/A |
IRANNOTICE |
SP 15D2 |
SP 15D2/A |
|
| 13F Quarterly Reports |
|---|
| 13F-NT |
13F-NT/A |
13F-HR |
13F-HR/A |
| 1934 Securities Exchange Act Registration Statements |
|---|
| 8-A12B |
8-A12B/A |
8-A12G |
8-A12G/A |
10-12B |
10-12B/A |
10-12G |
| 10-12G/A |
20FR12B |
20FR12B/A |
20FR12G |
20FR12G/A |
25 |
25/A |
| 40FR12B |
40FR12B/A |
40FR12G |
40FR12G/A |
18-12B |
18-12B/A |
|
| Other Submissions Pursuant to the Trust Indenture Act |
|---|
| 305B2 |
305B2/A |
| Prospectuses Filed Pursuant to Rule 424 |
|---|
| 424A |
| Various Investment Company Submission Types |
|---|
| 485APOS |
485BPOS |
485BXT |
486APOS |
486BPOS |
497AD |
497H2 |
| 497J |
497K |
497 |
AW |
RW |
DEL AM |
POS 8C |
| POS EX |
POS AMI |
POS462B |
POS462C |
|
|
|
| Periodic Reports for Registered Investment Companies |
|---|
| N-Q |
N-Q/A |
N-CSR |
N-CSR/A |
NT-NCSR |
NT-NCSR/A |
N-CSRS |
| N-CSRS/A |
N-30B-2 |
N-30D |
N-30D/A |
NT-NSAR |
NT-NSAR/A |
N-PX |
| N-PX/A |
N-CR |
N-CR/A |
|
|
|
|
| Withdrawal of an application for exemptive or other relief from the federal securities laws |
|---|
| APP WD |
APP WD/A |
| Draft Registration Statements, pursuant to the Jumpstart Our Business Startups Act |
|---|
| DRS |
DRS/A |
DRSLTR |
| Regulation A, pursuant to the Section 401 of Jumpstart Our Business Startups Act |
|---|
| 1-A-W |
1-A-W/A |
1-Z-W |
1-Z-W/A |
DOSLTR |
253G1 |
253G2 |
| 253G3 |
253G4 |
1-SA |
1-SA/A |
1-U |
1-U/A |
|
| Regulation E Filings |
|---|
| 1-E |
1-E/A |
| Annual Reports Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 |
|---|
| X-17A-5 |
X-17A-5/A |
Private Submission Types
Section 16 Types
All Wdesk Supported Types (357)
1-A-W, 1-A-W/A, 1-E, 1-E/A, 1-SA, 1-SA/A, 1-U, 1-U/A, 1-Z-W, 1-Z-W/A, 10-12B, 10-12B/A, 10-12G, 10-12G/A, 10-D, 10-D/A, 10-K, 10-K/A, 10-KT, 10-KT/A, 10-Q, 10-Q/A, 10-QT, 10-QT/A, 11-K, 11-K/A, 11-KT, 11-KT/A, 13F-HR, 13F-HR/A, 13F-NT, 13F-NT/A, 144, 144/A, 15-12B, 15-12B/A, 15-12G, 15-12G/A, 15-15D, 15-15D/A, 15F-12B, 15F-12B/A, 15F-12G, 15F-12G/A, 15F-15D, 15F-15D/A, 18-12B, 18-12B/A, 18-K, 18-K/A, 20-F, 20-F/A, 20FR12B, 20FR12B/A, 20FR12G, 20FR12G/A, 24F-2NT, 24F-2NT/A, 25, 25/A, 253G1, 253G2, 253G3, 253G4, 305B2, 305B2/A, 40-17F1, 40-17F1/A, 40-17F2, 40-17F2/A, 40-17G, 40-17G/A, 40-24B2, 40-24B2/A, 40-33, 40-33/A, 40-6B, 40-6B/A, 40-8B25, 40-8F-2, 40-8F-2/A, 40-APP, 40-APP/A, 40-F, 40-F/A, 40-OIP, 40-OIP/A, 40FR12B, 40FR12B/A, 40FR12G, 40FR12G/A, 424A, 424B1, 424B2, 424B3, 424B4, 424B5, 424B7, 424B8, 424H, 424H/A, 425, 485APOS, 485BPOS, 485BXT, 486APOS, 486BPOS, 487, 497, 497AD, 497H2, 497J, 497K, 6-K, 6-K/A, 8-A12B, 8-A12B/A, 8-A12G, 8-A12G/A, 8-K, 8-K/A, 8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, ABS-15G, ABS-15G/A, ABS-EE, ABS-EE/A, ANNLRPT, APP WD, APP WD/A, ARS, ARS/A, AW, AW WD, CB, CB/A, CORRESP, DEF 14A, DEF 14C, DEFA14A, DEFA14C, DEFC14A, DEFC14C, DEFM14A, DEFM14C, DEFN14A, DEFR14A, DEFR14C, DEL AM, DFAN14A, DFRN14A, DOSLTR, DRS, DRS/A, DRSLTR, DSTRBRPT, F-1, F-1/A, F-10, F-10/A, F-10EF, F-10POS, F-1MEF, F-3, F-3/A, F-3ASR, F-3D, F-3DPOS, F-3MEF, F-4, F-4 POS, F-4/A, F-4EF, F-4MEF, F-6, F-6 POS, F-6/A, F-6EF, F-7, F-7 POS, F-7/A, F-8, F-8 POS, F-8/A, F-80, F-80/A, F-80POS, F-9, F-9 POS, F-9/A, F-9EF, F-N, F-N/A, F-X, F-X/A, FWP, IRANNOTICE, N-1, N-1/A, N-14, N-14/A, N-18F1, N-18F1/A, N-1A, N-1A/A, N-2, N-2/A, N-23C-2, N-23C-2/A, N-23C3A, N-23C3A/A, N-23C3B, N-23C3B/A, N-23C3C, N-23C3C/A, N-2MEF, N-3, N-3/A, N-30B-2, N-30D, N-30D/A, N-4, N-4/A, N-5, N-5/A, N-54A, N-54A/A, N-54C, N-54C/A, N-6, N-6/A, N-6F, N-6F/A, N-8A, N-8A/A, N-8B-2, N-8B-2/A, N-8B-3, N-8B-3/A, N-8B-4, N-8B-4/A, N-8F, N-8F/A, N-CR, N-CR/A, N-CSR, N-CSR/A, N-CSRS, N-CSRS/A, N-PX, N-PX/A, N-Q, N-Q/A, NT 10-D, NT 10-D/A, NT 10-K, NT 10-K/A, NT 10-Q, NT 10-Q/A, NT 11-K, NT 11-K/A, NT 20-F, NT 20-F/A, NT-NCSR, NT-NCSR/A, NT-NSAR, NT-NSAR/A, POS 8C, POS AM, POS AMI, POS EX, POS462B, POS462C, POSASR, PRE 14A, PRE 14C, PREC14A, PREC14C, PREM14A, PREM14C, PREN14A, PRER14A, PRER14C, PRRN14A, PX14A6G, PX14A6N, QRTLYRPT, RW, RW WD, S-1, S-1/A, S-11, S-11/A, S-11MEF, S-1MEF, S-3, S-3/A, S-3ASR, S-3D, S-3DPOS, S-3MEF, S-4, S-4 POS, S-4/A, S-4EF, S-4MEF, S-6, S-6/A, S-8, S-8 POS, S-B, S-B/A, S-BMEF, SC 13D, SC 13D/A, SC 13E1, SC 13E1/A, SC 13E3, SC 13E3/A, SC 13G, SC 13G/A, SC 14D9, SC 14D9/A, SC 14F1, SC 14F1/A, SC TO-C, SC TO-I, SC TO-I/A, SC TO-T, SC TO-T/A, SC13E4F, SC13E4F/A, SC14D1F, SC14D1F/A, SC14D9C, SC14D9F, SC14D9F/A, SD, SD/A, SF-1, SF-1/A, SF-3, SF-3/A, SF-3MEF, SP 15D2, SP 15D2/A, SUPPL, X-17A-5, X-17A-5/A, 3, 3/A, 4, 4/A, 5, 5/A