Capital Markets Transactions

A modern platform that digitizes deals.

Ditch the printers and modernize your capital markets transactions with expert guidance that combines efficiency with (Wall) street smarts.

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Here’s the deal...

High-value transactions like a merger, secondary offering, or an IPO (direct listing, SPAC, or traditional) come with risks, so why do so many businesses rely on manual processes that add more risk to the mix?

Digitize the process with Workiva. Our cloud platform allows you to manage documentation for multiple deal types and ‘33 Act forms, including S-1 and S-3. And once you’re public, Workiva handles that too with all ‘34 Acts executed in one platform.

This is the solution that is as beneficial during the initial public offering as it is with follow-on offerings. With support from Workiva, you have a guide from creation to distribution from experts who have been there and know what they’re doing.

It’s no wonder that the biggest tech IPO of 2020 was done in the Workiva platform.

Thousands of organizations are transforming the way they work.

Make the dream work

Do all your drafting and collaboration—including the registration statement, any financial information, and reviewing redline changes—in one place from start to finish without waiting and relying on a traditional printer. Gutenberg, eat your heart out.

Pick up the pace

Produce faster, more accurate deal documents by automating repetitive tasks like updating numbers and text across all documents. Leave copy and paste in the past where it belongs.

Anytime, day or night

Around the clock support means expertise is always on call. Lean on us for best practices and current trends, from drafting to distribution.

Pick a deal, any deal

Workiva supports the transactions that will help your company grow, managing documentation for:
- IPO and SPAC merger: Form S-1, DRS, S-4
- Equity and debt offerings: Form S-1, S-3
- Follow-on offerings
- Reverse mergers
- Prospectuses filed pursuant to Rule 424
- Mergers and acquisitions: Form S-4, Schedule TO, Schedule 14D-9
- High-yield debt offerings: 144A
- Spinoffs: Form 10
- Take-private deals

Less risk, more reward

Connect your data and narrative across reports and deal documents automatically without frustrating inconsistencies, endless versions, and formatting issues
Make edits and your connected text automatically updates in all related materials—such as from the Business Section to the Prospectus Summary—ensuring conformity and accuracy across the offering
Digitize your process to rely less on costly, time-consuming traditional manual printing

There when you need us

A dedicated Capital Markets Client Services Team provides 24/7/365 support—from document drafting to filing to pricing
Full service from start to finish, including document setup and style guide management, and training and support is available
The service team is made up of career professionals with expertise in best practices for project management and workflow as well as modern capital markets trends

Take it to the next level.

SEC Reporting

SOX Compliance

Annual & Interim Reporting

Management Reporting

Statutory Reporting

ESG Reporting

The combination of Slack and Workiva was unmatched. I can't imagine having gone through the IPO process without having the power of the combination of those two.

Tyler Herb

Director of Corporate Accounting

Slack Technologies Inc.

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If you’re kicking off this process, look into Workiva. An IPO is an exciting process, but it’s also challenging and time-consuming. The Workiva platform gets rid of a lot of the inefficiencies and stress so you can really focus on execution.

Amanda Baratz

Senior Counsel

Snowflake Inc.

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Ebook

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What’s the best way to go public? This guide provides legal teams an overview of going public, including the pros and cons of the three primary IPO routes, what to consider before and after funding, and how to easily manage these transactions.

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