Capital Market Transactions

Reduce risk in IPO, M&A, and debt and equity deals. Workiva enables you to produce faster, more accurate deal documents—backed by 24/7 service from initial filing through printing.
  • Control the transaction from start to finish

    Connected reporting from Workiva gives you flexible control over workflow, project access, and role-based permissions with increased visibility over authorship and content history.

    Capital Market transaction workbook

    Control where it counts

    Leverage version control and blackline comparisons, so you can be confident in your content. Restrict user access by role, and refer to a full revision history and audit trail of individual changes.


    Manage documentation for multiple capital market deal needs and ‘33 Act forms, including:

    • IPO: Form S-1, DRS
    • Equity and debt offerings: Form S-1, S-3
    • Prospectuses filed pursuant to Rule 424
    • Mergers and acquisitions: Form S-4, Schedule TO, Schedule 14D-9
    • High-yield debt offerings: 144A
    • Spinoffs: Form 10
    • Reverse mergers
    • Take-private deals
  • Create faster, more precise content

    Support shorter turnarounds on transactional reporting with increased data accuracy. Workiva solutions reduce the time to draft documents and streamline the review process, so you can always inspect the most up-to-date version.

    Spreadsheet for Capital Markets

    Manage working groups and projects

    Automate repetitive tasks by linking numbers and text across all documents. Assign and respond to tasks within documents and reports. Enable process automation and control over data, allowing faster stakeholder review, commentary, and sign-off.

  • Manage risk, and ensure accuracy

    Use connected data and reports to eliminate risk with consistent, repeatable content. No need to worry about inconsistent numbers, version control issues, access restrictions, or formatting.

    single data source for your transaction filings

    Govern the process your way

    Leverage a single data source to improve accuracy. Style guides maintain consistency, while tasking, workflow, and certification sign-offs support process integrity. Collaborate with confidence by creating secure spaces for working groups to enhance communication, transparency, and accountability.

  • Support when you need it

    Leverage a purpose-built service model designed around the modern financial capital market industry. An experienced capital markets team is available to support your needs 24 hours a day, 365 days a year.

    Capital Market transaction workbook

    Service from drafting to distribution

    Our Capital Markets Client Services Team is available to assist throughout the entire deal, including:

    • Best practices for project and document workflow
    • Guidance on document setup and style management
    • On-site training and support
    • Printing and distribution services

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  • Moving from traditional printers to Workiva was like going from typewriter to computer.

  • I don't think you can do it without using a product like the Workiva platform

  • I wouldn't use a traditional tool to manage the S-1 document. It's very important that all the data lives in one place where it can be comprehensively managed. Wdesk made it easier to control.

  • Workiva nailed everything from the drafting process to filing to print and distribution. Deal-makers have been waiting for this solution for years.

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