Workiva and FilePoint for N-PORT and N-CEN

Key Takeaways

• Registered management investment companies and ETFs organized as Unit Investment Trusts file Form N-PORT to report on a fund’s portfolio
• Registered investment companies, including money market funds, annually file Form N-CEN, which replaces Form N-SAR, to provide basic fund information
• Workiva and FilePoint have partnered to help fund providers consistently report and file N-PORT and N-CEN to the SEC in the required XML format