Regulatory and Compliance Best Practices for Investment Reporting

Author: Workiva

Length: 6 pages

Key takeaways: 
  • As compliance costs rise and fund fees shrink, technology can help investment providers produce regulatory reports more efficiently
  • With the right systems in place, compliance departments do not have to start from scratch to satisfy emerging regulations
  • Companies should look for a system that offers immediate cost savings but can also scale to serve other business needs
Regulatory and Compliance Best Practices for Investment Reporting