Skip to main content

Internal Controls and Strong Processes: The Dynamic Duo

Your browser doesn't support HTML5 canvas


Matt Kelly


60 minutes

Key Takeaways

Internal control and SOX compliance teams face a twin dilemma lately: a wider range of SEC enforcement actions based on weak internal controls, and persistent difficulty in developing strong, reliable processes to reduce ICFR and disclosure risks. So how can internal control teams thread that needle? 

After this webinar, you'll be able to:

  • Outline several recent SEC enforcement actions that demonstrate the scope of potential trouble that weak internal controls can cause

  • Recognize the role that internal controls should play in building strong, evidence-based processes to guide financial reporting

  • Discuss challenges in developing strong ICFR, especially for risks driven by the pandemic or Critical Audit Matters

Online registration is currently unavailable.

Please email events@workiva to register for this event.

Our forms are currently down.

Please contact us at

Our forms are currently down.

Please contact us at

Thank you

A Workiva team member will follow up with you shortly.

Thank you for registering

You'll receive a confirmation email shortly.

Thank you

You are now subscribed to receive blog updates.

Thank you

Your preferences have been updated.