SEC Pro San Diego | Q1 Meeting
About this Event:
Our Q1 chapter meeting features a session with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares insights on recently proposed and adopted disclosure rules.
Breakfast will be provided with an opportunity to network with your fellow attendees. This is a hybrid event, so please join us virtually if you are unable to attend in person. (Note: For those attending virtually, a meeting link will be sent after registration.)
8:00 - 8:30 AM: Breakfast and Networking
8:30 - 9:30 AM: SEC Pro Group Session | Heads Up: SEC Rulemaking and Enforcement Update
9:30 - 10:00 AM: Discussion & Event Wrap-Up
Workiva, national sponsor of the SEC Pro Group, offers 1 complimentary CPE credit for this session.
Course Description for Heads Up: SEC Rulemaking and Enforcement Update
Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he shares his perspective on SEC rulemaking, enforcement actions, and financial reporting. David will dive into your questions and share his thoughts on recently proposed and adopted disclosure rules, share insights on staying out of trouble, and what to do if something goes wrong.
After attending this session, you will be able to:
Identify the SEC's current areas of focus for financial reporting related enforcement actions
Evaluate the impact of recently proposed and adopted SEC disclosure rules
Understand the different roles of the SEC’s Division of Corporation Finance and Enforcement Division
Explain the principles and best practices of company and SEC whistleblowing programs
Duration: 60 minutes
CPE Credits: 1 credit
Field of Study: Accounting
4225 Executive Square
Suite 150 Event Center
La Jolla, CA 92037