SEC Pro Kansas City | Q1 Meeting
About this Event:
Our Q1 chapter meeting features a session with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares insights on recently proposed and adopted disclosure rules.
Afterward, our local chapter sponsor Stinson will share their thoughts on recent and upcoming SEC changes. Lunch will be provided during the session, courtesy of local chapter sponsor Aston Carter.
Event Agenda
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11:15 - 11:30 AM: Arrival and Check-In
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11:30 AM - 12:30 PM: SEC Pro Group Session | Heads Up: SEC Rulemaking and Enforcement Update, with lunch provided by Aston Carter
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12:30 - 1:00 PM: Discussion on upcoming SEC changes with Stinson, local chapter sponsor
CPE
Workiva, national sponsor of the SEC Pro Group, offers 1 complimentary CPE credit for this session.
Course Description for Heads Up: SEC Rulemaking and Enforcement Update
Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he shares his perspective on SEC rulemaking, enforcement actions, and financial reporting. David will dive into your questions and share his thoughts on recently proposed and adopted disclosure rules, share insights on staying out of trouble, and what to do if something goes wrong.
After attending this session, you will be able to:
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Identify the SEC's current areas of focus for financial reporting related enforcement actions
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Evaluate the impact of recently proposed and adopted SEC disclosure rules
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Understand the different roles of the SEC’s Division of Corporation Finance and Enforcement Division
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Explain the principles and best practices of company and SEC whistleblowing programs
Duration: 60 minutes
CPE Credits: 1 credit
Field of Study: Accounting