SEC Pro Houston - The Woodlands | Q1 Meeting

Our Q1 chapter meeting features a session with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares insights on recently proposed and adopted disclosure rules. 

Lunch will be provided prior to the session, as well as an opportunity to network with fellow chapter members. 1 CPE credit is available for this event.

Event Agenda 

• 11:30 AM - 12:00 PM: Networking and Lunch

• 12:00 PM - 1:00 PM: SEC Pro Group Session | Heads Up: SEC Rulemaking and Enforcement Update

• 1:00 PM: Wrap-Up and Departure

CPE

Workiva, national sponsor of the SEC Pro Group, offers 1 complimentary CPE credit for this session.

Course Description for Heads Up: SEC Rulemaking and Enforcement Update

Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he shares his perspective on SEC rulemaking, enforcement actions, and financial reporting. David will dive into your questions and share his thoughts on recently proposed and adopted disclosure rules, share insights on staying out of trouble, and what to do if something goes wrong.

After attending this session, you will be able to:

• Identify the SEC's current areas of focus for financial reporting related enforcement actions

• Evaluate the impact of recently proposed and adopted SEC disclosure rules

• Understand the different roles of the SEC’s Division of Corporation Finance and Enforcement Division

• Explain the principles and best practices of company and SEC whistleblowing programs

Duration: 60 minutes

CPE Credits: 1 credit

Field of Study: Accounting

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