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About this Event:

Our Q1 chapter meeting features a session with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares insights on recently proposed and adopted disclosure rules. Afterward, our local chapter sponsor Vaco will feature a guest speaker to offer an additional hour of CPE.

Stay following the sessions for happy hour at Protagonist Beer SoLo following the sessions and network with fellow chapter members, courtesy of local chapter sponsor Vaco.

 

Event Agenda 

  • 2:00 PM: Arrival and Check-In

  • 2:00 - 3:00 PM: SEC Pro Group Session | Heads Up: SEC Rulemaking and Enforcement Update

  • 3:00 - 4:00 PM: Follow-Up Discussion with Guest Speaker (speaker TBD)

  • 4:00 - 5:00PM: Happy Hour at Protagonist Beer - SoLo

 

CPE

Workiva, national sponsor of the SEC Pro Group, offers 1 complimentary CPE credit for this session.

 

Course Description for Heads Up: SEC Rulemaking and Enforcement Update

Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares his thoughts on recently proposed and adopted disclosure rules. He’ll also share insights on staying out of trouble and what to do if something goes wrong. 

  

After attending this session, you will be able to:

  • Identify the SEC's current areas of focus for financial reporting related enforcement actions

  • Evaluate the impact of recently proposed and adopted SEC disclosure rules

  • Understand the different roles of the SEC’s Division of Corporation Finance and Enforcement Division

  • Explain the principles and best practices of company and SEC whistleblowing programs

 

Duration: 60 minutes

CPE Credits: 1 credit

Field of Study: Accounting

More CPE information →

 

Course Description for Guest Speaker session

Vaco, local sponsor of the SEC Pro Group Charlotte chapter, offers 1 complimentary CPE credit for this session.

 

Course description and learning objectives will be provided prior to the event. 

 

Duration: 60 minutes

CPE Credits: 1 credit

Field of Study: Accounting

More CPE information →


 
Event Details:
Date:

Tuesday,
2:00-5:00p.m. EDT

Time:
Tuesday,
2:00-5:00p.m. EDT
Location:
Protagonist Beer SoLo, 227 Southside Dr Unit A, Charlotte, NC 28217

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Please contact us at info@workiva.com

Our forms are currently down.

Please contact us at info@workiva.com