SEC Pro Group | Charlotte Chapter Q1 Meeting
About this Event:
Our Q1 chapter meeting features a session with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares insights on recently proposed and adopted disclosure rules. Afterward, our local chapter sponsor Vaco will feature a guest speaker to offer an additional hour of CPE.
Stay following the sessions for happy hour at Protagonist Beer SoLo following the sessions and network with fellow chapter members, courtesy of local chapter sponsor Vaco.
Event Agenda
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2:00 PM: Arrival and Check-In
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2:00 - 3:00 PM: SEC Pro Group Session | Heads Up: SEC Rulemaking and Enforcement Update
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3:00 - 4:00 PM: Follow-Up Discussion with Guest Speaker (speaker TBD)
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4:00 - 5:00PM: Happy Hour at Protagonist Beer - SoLo
CPE
Workiva, national sponsor of the SEC Pro Group, offers 1 complimentary CPE credit for this session.
Course Description for Heads Up: SEC Rulemaking and Enforcement Update
Join our insightful conversation with esteemed guest David Peavler, Partner at Jones Day and recently retired Director of the SEC Ft Worth Regional Office, as he dives into your questions and shares his thoughts on recently proposed and adopted disclosure rules. He’ll also share insights on staying out of trouble and what to do if something goes wrong.
After attending this session, you will be able to:
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Identify the SEC's current areas of focus for financial reporting related enforcement actions
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Evaluate the impact of recently proposed and adopted SEC disclosure rules
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Understand the different roles of the SEC’s Division of Corporation Finance and Enforcement Division
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Explain the principles and best practices of company and SEC whistleblowing programs
Duration: 60 minutes
CPE Credits: 1 credit
Field of Study: Accounting
Course Description for Guest Speaker session
Vaco, local sponsor of the SEC Pro Group Charlotte chapter, offers 1 complimentary CPE credit for this session.
Course description and learning objectives will be provided prior to the event.
Duration: 60 minutes
CPE Credits: 1 credit
Field of Study: Accounting