Richard Mason

Veteran Chief Compliance Officer

Richard Mason, veteran Chief Compliance Officer, has more than 25 years' experience in the securities industry, including legal and compliance positions for various firms. He was most recently CCO at Madison Investments where he created, implemented, maintained, and supervised the compliance program for 44 investment companies, 6 registered investment advisers in 4 offices nationwide, and was their affiliated broker-dealer. He earned his JD from the George Washington University Law School where he graduated with honors.