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A look at what's ahead on fund disclosures on proxy voting

Proxy Voting, ESG, and the Future of Fund Disclosure

As more investors focus on ESG matters, investment funds have work to do to disclose how they’re using their shareholder votes in proxy voting, Acting SEC Chairwoman Allison Herren Lee suggested at the ICI Mutual Funds and Investment Management Conference. Here’s what could help.
March 24, 2021
spacs disclosures blog

SPAC Disclosures: The SEC Leaves a Bread Crumb Trail

As corporate America and the M&A market have increasingly embraced SPAC mergers as alternatives to IPOs, the SEC has long been suspicious of them. There are clues that suggest that may be changing. Find out what goes into a successful SPAC disclosure with the SEC.
March 15, 2021

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