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What SPACs Need to Know About SOX

SPAC IPOs have been trending big-time in the last 12 months. But how can SPACs set up their new public company for success? Get ahead of SOX compliance long before the opening bell. Here’s how SPACs can prepare for SOX.
July 2, 2021
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Documenting Internal Control over Financial Reporting

In light of recent SEC enforcement actions, critical audit matters, and the pandemic, it's clear that effective internal control over financial reporting (ICFR) has never been more important to get right. Here's what compliance officers can consider.
June 22, 2021
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Is ESG Headed to a 10-K Near You?

Is the U.S. government going to mandate ESG reporting? Maybe this rundown of SEC activity related to the ESG arena so far in 2021 will shed light on where the regulators are leaning.
June 10, 2021
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It’s Proxy Season, and All Eyes Are on ESG Reporting

Environmental, social and governance (ESG) matters are getting more face time at annual shareholder meetings. As proxy season rolls on, Workiva CEO Marty Vanderploeg, Senior Director of ESG Mandi McReynolds and Financial Services Industry Principal Arthy Kumar riff on their perspectives. Watch the video.
May 19, 2021

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